METHODOLOGY

        The project set itself three goals. 1) to collect, interpret, and evaluate American, French, British, and German primary and secondary sources for information concerning the French involvement in the American Revolutionary War with a view toward explaining the reasons, goals, and results for and of that involvement. 2) to review these same sources for information about the presence of French troops in Connecticut and their interaction with the inhabitants of the state, and 3) to identify historic buildings and sites as well as modern monuments and markers associated with the march of the French forces under the command of General the comte de Rochambeau from Newport across Connecticut in the summer of 1781 on their way to New York and victory at Yorktown, and again during their return march to Boston in the fall of 1782.

        Goals one and two were achieved by in-depth research in American and European libraries and archives. In particular I tried to use previously unknown and unpublished materials relating to the French involvement in the American Revolutionary War. Local history research was done in the Connecticut State Library and numerous public libraries across the state during fieldwork in the fall of 1998. I have tried to include all known, and accessible, primary and secondary sources on Rochambeau's army in this report.[9]

        Two published sources were particularly helpful in preparation of this report. The first is the three-volume set by Allan Forbes and Paul F. Cadman, France and New England esp. volume 1, (Boston, 1925), pp. 136-189 and volume 2, (Boston, 1927), pp. 1-176. Forbes and Cadman traveled across New England in the early 1920 along the route of Rochambeau's army and compiled a complete a list of houses, monuments and sites as they existed then. Unfortunately some of these sites, particularly buildings, have since disappeared or been remodeled, thus losing their eighteenth-century appearance.

        The other indispensable source is the compilation of maps, routes, and journals published by Howard C. Rice, Jr. and Anne S. K. Brown, The American Campaigns of Rochambeau's Army 1780, 1781, 1782, 1782, 2 volumes, (Providence and New Haven, 1972). Volume two in particular contains orders and arrangements for the march as well as maps of routes and campsites that are an absolute necessity for anyone interested in the march of Rochambeau and his troops across the State of Connecticut.

         In an appendix to Volume 1, Rice and Brown provide the most complete list of journals available at the time of publication of their book. Very few additional sources have appeared since then. To the 45 primary sources listed by Rice and Brown,[10] must be added the journal of Georg Daniel Flohr, an enlisted man in the Royal Deux-Ponts in the Bibliothèque Municipale of Strasbourg, the Journal Militaire of an anonymous grenadier in the Bourbonnais regiment in the Library of Congress, and a letter by Jean-François de Thuillière, a captain in the Royal Deux-Ponts preserved in the Archives Nationales.[11] Also added must be two letters by Louis Eberhard von Esebeck, lieutenant-colonel in Royal Deux-Ponts, dated Jamestown Island, December 12, and December 16, 1781. [12]

        The number is deceiving: very few of the 49 primary sources turned out to be of much use for this study. The location of the journals by the vicomte de Vioménil, of Ollonne, Saint-Cyr, Menonville or Rosel listed by Rice and Brown is unknown. Three items are collections of maps drawn by engineers for the march and/or the siege of Yorktown. Numerous other primary sources listed are collections of letters written during different stages of the campaign, i.e. those of the comte de Vioménil, Axel von Fersen, Esebeck, Graf Schwerin, Montesquieu, Mauduit du Plessis, Charlus, Crublier d'Opterre or de Thuillière, and contain little or no information on the march and/or Connecticut. Many more end with the siege of Yorktown, e.g., the accounts by Berthier, Cromot du Bourg or William de Deux-Ponts. Others again, i.e., those of Ségur or Broglie begin only in 1782 when their authors arrived in America. Of those who participated in the marches, some, such as Blanchard, either marched two days ahead of the main army to check on campsites etc., or, as in the case of Lauberdière follow behind the main army because of duel wounds that need healing. Others again, such as Brisout de Barneville simply gave a list of miles (his journal also ends December 5, 1781), just like the grenadier from the Bourbonnais. The marquis de Chastellux did not write a word about the march; the duc de Lauzun and his Legion pursued a separate route in the summer of 1781 and did not make the return march through Connecticut at all: it remained at Crompond, New York, and marched south to Wilmington, Delaware, from where it returned to France in the spring of 1783. Desandrouins had the misfortune of losing his journal in the wreck of the Duc de Bourgogne in the spring of 1783, and his description of the march to Yorktown consists of 10 lines; those of the return march are somewhat longer at four printed pages. Many of the journals were written long after the fact and are heavily colored by the usually negative experiences of the authors during the French Revolution.

        The usefulness of the majority of journals is further reduced by the fact that virtually all officers who made the march to Yorktown kept their comments on the return march very short, sometimes less than one page for the distance from Newtown on October 25 to Canterbury on November 8, 1782. Clermont-Crèvecœur's journal for example, an excellent source for the march in the summer of 1781, devotes all of 20 lines to the return march a year later. Fortunately Verger, who had remained behind in Newport in June 1780 but sailed with the siege artillery to Yorktown, fills some of that void. Only two journals, that of Baron Closen, a captain in the Royal Deux-Ponts and that of Georg Daniel Flohr, an enlisted man in Closen's unit, report details on both stages of the march.

        Within the parameters set in the third goal, it was decided to include only structures and sites connected directly with the march proper of the infantry and field artillery portions of Rochambeau's little army for which primary source evidence exists. Movements of French forces and/or of French officers prior to the summer of 1781, e.g., General Rochambeau's meetings with General George Washington in Hartford and Wethersfield do not form part of this report. Also excluded are the movements of Lauzun's Legion, which, though the cavalry portion of the French forces, stood under the command of the minister of the navy, its quartering in Lebanon during the winter of 1780/81 and the flanking march in the summer of 1781. Also excluded were those sites connected with actions of the French navy and those of Frenchmen in American service, especially the marquis de Lafayette, even though he spent much time in Connecticut in his capacity as major general in the Continental Army.

         The sites inventoried on-site in Connecticut during the month of September 1998 are of three different types:


1) Buildings connected with the march of the French forces under Rochambeau through Connecticut during June and July 1781 on the march to Virginia and during the return march to Boston in October and November 1782.

2) Plaques placed on sites by the State of Connecticut, by organizations such as the Daughters of the American Revolution, the Sons of the American Revolution, the Society of the Cincinnati as well as by individual communities in the course of this century to commemorate campsites, buildings, and events.

3) Roadside markers erected by the Connecticut Department of Transportation as well as supporting organizations pursuant to state legislation in 1957 to indicate campsites.

4) Signs erected by the Rotary Clubs of Connecticut in the mid-1970s to mark and identify Rochambeau's route.

5) Paintings and murals

        For the sake of clarity the sites in this report are listed as they were visited by Rochambeau's army. In Chapter 7.2: The March through Connecticut, June 10-July 3, 1781, and Chapter 7.3: The Return March through Connecticut, July 1782, the sites are listed and numbered as they appear in the field for someone who wanted to trace the route chronologically. Such an approach preserves the historical course of events. On the other hand, since most readers interested in tracing Rochambeau's route may not want to drive back and forth across the state, beautiful as it is!, I have also listed the sites as they are encountered in the field when traveling from the Rhode Island State line to the New York State line, though the reader is cautioned to keep in mind that the sites refer to different years and stages of the march. In addition the reader is cautioned to remember that the route as delineated in this, the project historian's, report was determined by the above ground resources in the field and the modern road system. The actual route as determined by the map-making team and/or the archaeologists may vary considerably in some areas, especially between Marion and the New York State line, from the route outlined here.

         Fieldwork and photography were undertaken in September 1998. Copies of the final report and survey forms are deposited at the Connecticut Historical Commission, 59 South Prospect Street, Hartford, Connecticut, 06106. French and German words are in italics unless they are included as English words in Merriam-Webster's Collegiate Dictionary, tenth edition. Unless otherwise noted, all translations are mine.

        The historical and architectural survey was conducted in accordance with the Secretary of the Interior's Standards for Identification and Evaluation (National Park Service, U. S. Department of the Interior, 1983). A discussion of the general methodo-logy that was utilized may be found in Guidelines for Local Surveys: A Basis for Preservation Planning. National Register Bulletin 24 (Derry, Jandl, Shull, and Thorman, National Register of Historic Places, National Park Service, U. S. Department of the Interior, 1977; Parker, revised 1985).

        The criteria used for the evaluation of properties were based on those of the National Register of Historic Places, administered by the National Park Service under the supervision of the Secretary of the Interior. Properties listed in the National Register include districts, sites, buildings, structures, and objects that are significant in American history, architecture, archaeology, engineering, and culture. Recognition of these resources is intended to contribute to an understanding of the historical and cultural foundations of the nation.

        The National Register's criteria for evaluating the significance of properties, which were developed to recognize the accomplishments of all peoples who made a contribution to the country's history and heritage, state the following:

        The quality of significance in American history, architecture, archaeology, engineer-ing, and culture is present in districts, sites, buildings, structures, and objects that possess integrity in location, design, setting, materials, workmanship, feeling, association and:

a) that are associated with events that have made a significant contribution to the broad patterns of our     history; or
b) that are associated with the lives of persons significant in our past; or
c) that embody the distinctive characteristics of a type, period, or method of construction, or that represent     the work of a master, or that possess high artistic values, or that represent a significant and     distinguishable entity whose components may lack individual distinction; or
d) that have yielded, or may be likely to yield, information important in prehistory or history.

        Using these criteria, survey personnel personally inspected all listed sites and ensured that all properties likely to be found eligible for the National Register were included.

        Applying the criteria as outlined above, I identified 42 separate sites that meet these requirements. These sites consist of:

12 Buildings, all but two of them, the Timothy Forbes house and the Rose Farm, are former inns and taverns.
     One site, the Eliza Pitkin house, has been listed even though the house has been relocated to
     Guilford, Connecticut.

13 SAR, DAR, and 1976 Bicentennial plaques. One of them, the "Frog Pond" marker, in Windham, predates
     the march of the French forces.

8 Department of Transportation markers erected in 1957. According to state records, 27 markers were
    put up across the state. On one site (intersection Artillery Road and Breakneck Hill Road in Middlebury)
    the metal post alone was left in October 1998.

5 Stone monuments

2 Signs maintained by the Rotary Clubs (?) of Connecticut. There should be 10 of these signs which
   commemorate the 1781/82 route of the French forces.

1 mural

1 marker pointing to another site (sites 28 and 29)

7 sites important for the march of 1781 as well as 1782 have been listed twice.

        For every historic resource included in this survey, a standard Connecticut Historic Resource Inventory form or an Outdoor Sculpture form was prepared according to guidelines specified by the Connecticut Historical Commission, the state agency responsible for historic preservation. Much of the form is descriptive and was filled out by the survey field workers on site. Later, using the records of the town tax assessors, names and addresses of property owners were added. Although many items are self-explanatory, several of the form's specific entries require further explanation:

 Inventory Number. Each inventoried property is assigned an inventory number, which appears on the form and the slides. Site profiles and inventoried properties are arranged chronologically according to the marching sequence. Street names and street numbers are recorded as they appear in town records.

Historic Name. The historic name serves as a shorthand for indicating the site's significance. In the case of commercial buildings, churches, and public buildings, the historic name is straightforward and represents the buildings earliest known use. With houses, the historic name is usually the name of the family that built it or who lived there for many years. In some cases the name of the earliest owner could not be determined.

Style. In determining the styles of buildings, the survey personnel attempted to use commonly accepted terms, following closely A Field Guide to American Houses by Virginia and Lee McAlester. The most frequently used stylistic designations are:

        Colonial (1700-1820). Colonial is used for the traditional architecture of the eighteenth century, characterized by a central chimney, clapboard siding, multi-light divided sash, windows, and (usually) a symmetrical five-bay façade.

        Federal (1780-1830). Federal-style buildings are distinguished chiefly by the elegance of their decorative features, which include fanlights in the gables and over doorways, fancy cornices with elaborate moldings, and pilasters.
Date. Dates of construction are based on architectural evidence, information from primary and secondary sources (see bibliography), research files maintained by the Connecticut Historical Commission, original research in primary sources, and other historical documentation. The forms generally indicated the reason for ascribing a particular date to a building or site.

Materials. In cases where cement or other types of facing were applied to underpinnings it was not possible to determine, without access to cellars or scraping away the cement from the foundation of a monument, what the actual foundation materials were. "Asbestos siding" was checked off for houses with any type of rigid composition shingles; however, many of these are wood-pulp products containing no asbestos.

Dimensions. Building and monument dimensions are either taken from Tax Assessor's street cards or were determined by measuring the object itself in the field. The dimension of the elevation facing the street is given first.

Condition. Without extensive analysis, it was not possible to assess professionally the structural condition of any building. The judgement on the form is based simply on the external condition of the building, and the form's box denoting "good" was checked for any structure lacking obvious problems such as sagging walls. "Good" means that everything about the exterior appeared in order; "Fair" means that there were some problems (badly peeled paint, cracked siding, missing roof shingles, rust stains, deep scratches on plaques, missing fastening bolts etc.) which, if left unchecked, could lead to damage. "Deteriorated" was used for sites with severe exterior problems.

Threats to Buildings and Sites. Unless the survey personnel had direct knowledge of a specific threat, "None known" was checked.

        Besides the descriptive part of the form, which is amplified under "Other Notable Features" on the reverse side, the form asks for historical and architectural significance as assessed by several standards: 1) Does the building or monument retain most of its original material? 2) To what extend does it embody a particular style or theory of architecture or visual/decorative arts? 3) How does it compare with other examples in Connecticut? 4) Is it in any way particularly beautiful, unusual, or inventive? Answers to these and similar questions put the building, site or monument in its context as an expression of architecture or art at the time it was constructed.

        For the sake of clarity the sites in this report are listed as they were visited by Rochambeau's army. In Chapter 7.2: The March through Connecticut, June 10-July 3, 1781, and Chapter 7.3: The Return March through Connecticut, July 1782, the sites are listed and numbered as they appear in the field for someone who wanted to trace the route chronologically. Such an approach preserves the historical course of events. On the other hand, since most readers interested in tracing Rochambeau's route may not want to drive back and forth across the state, beautiful as it is!, I have also listed the sites as they are encountered in the field when traveling from the Rhode Island State line to the New York State line, though the reader is cautioned to keep in mind that the sites refer to different years and stages of the march. In addition the reader is cautioned to remember that the route as delineated in this, the project historian's, report was determined by the above ground resources in the field and the modern road system. The actual route as determined by the map-making team and/or the archaeologists may vary considerably in some areas, especially between Marion and the New York State line, from the route outlined here.

        Research files have been deposited with the Connecticut Historical Commission and may be used by appointment.

        In addition to the inventory forms and site profiles, which are the core of the survey, the project report includes an overview of the French army of the ancien régime, and of French forces in America before their march through Connecticut in June/July 1781 and again in October/November 1782. It also includes a discussion of primary resources still standing in the field as well as mention and, where possible, images of resources that have disappeared since Forbes and Cadman surveyed the state in the 1920s. It also includes recommendations assessing which buildings may meet the criteria for listing on the National Register of Historic Places as well as information on some questionable sites. A set of color slides for all sites surveyed and included in this report is attached as well. Indices to these forms as well as to the slides accompany the report.

        There is only one building that truly deserves nomination for the National Register of Historic Places, the Oliver White Tavern at 2 Brandy Street in Bolton (SITE 11). The home has been restored to its eighteenth-century appearance. A potential listing is the Francis Homestead in Canterbury, but more research is needed before a recommendation can be made.

        Three sites are included in this report because of their connection with Rochambeau's route, but they can be recommended based on secondary grounds only. One is the Rose Farm, a nineteenth-century structure surrounded by modern farm buildings, in Bolton. It would take considerable work to restore the building(s) to its/their original appearance. Because of its location on the grounds where Rochambeau's troops camped in June 1781 and again in November 1782, the buildings could be included however as part of a larger site. Another building that has been listed in this report despite doubts is the Lebanon Crank Inn, today known as "The Landmark," in Columbia. It too has retained none of its eighteenth-century appearance; neither has the Elm Tree Inn in Farmington.

        Besides further research concerning the above-mentioned homes, Phase II of this 'Rochambeau in Connecticut: Tracing His Journey' project should address four aspects of the French presence in Connecticut. 1) Lauzun's Legion, their winter quarters in Lebanon and the flanking route taken in 1781. 2) The conferences of Rochambeau and Washington in Wethersfield and Hartford in 1780 and 1781. 3) "Leisure" travel by officers such as the marquis de Chastellux as well as official business by Rochambeau's aides through the state with a view toward learning about French-Connecticut interaction on a personal level. In the context of this research "questionable" sites such as the grave of the French buried in Norwich could also be evaluated. 4) A thorough research into and analysis of the Jeremiah Wadsworth and Governor Trumbull papers to get a more realistic idea of what it took to feed, clothe, and house the thousands of Frenchmen not only during their march through the state but also during the 11 months in neighboring Rhode Island.

        I do not believe that research into French volunteers such as the marquis de Lafayette or the presence of the French navy in the state has a place in this phase of the project --unless the focus is changed from "Rochambeau" to "Frenchmen in Connecticut." One aspect that should be approached, however, is making a concerted effort to try and pull neighboring states into the "Washington-Rochambeau Historic Route" project. The more people know about it, the more people will want to travel it. The long-range goal has to be to fill the route with people anxious to travel Rochambeau's route, the road that led to American independence.

For a list of sources see the bibliography beginning on p. 82.
The list can be found in Rice and Brown, eds., American Campaigns, Vol. 1, pp. 285-348. The reader is referred to the bibliographic information available there. Bibliographic information on primary sources used for this study can be found in the appropriate footnotes below.
The letter is catalogued under B4 172, Marine.


[9] For a list of sources see the bibliography beginning on p. 82.
[10] The list can be found in Rice and Brown, eds., American Campaigns, Vol. 1, pp. 285-348. The reader is referred to the bibliographic information available there. Bibliographic information on primary sources used for this study can be found in the appropriate footnotes below.
[11]The letter is catalogued under B4 172, Marine
[12]John M. Lenhart, "Letter of an Officer of the Zweibrücken Regiment," Central-Blatt and Social Justice, Vol. 28, (January 1936), pp. 321-322, and Vol. 28, (February 1936), pp. 350-360.

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